Securities Advisory
A Multi-Speciality Law Firm in Mumbai
Securities Advisory
Yash’s securities advisory practice entails advisory work on structuring corporate transactions from the perspective of various securities laws such as listing regulations, takeover regulations, insider trading regulations, or prevention of fraudulent trading in securities and various other regulations applicable to the market intermediaries.
Yash regularly assists in drafting and vetting internal mandatory codes and rules for listed entities, market intermediaries, and professional bodies including the framework of compliance under the listing regulations and insider trading regulations. The firm also assists regularly in drafting and vetting contracts about market intermediaries. The Firm is advising various clients with the minimum public shareholding requirements and various modes of bringing down the promoter shareholding in the company.
It has advised various market intermediaries such as stockbrokers, investment advisors, alternative investment funds, foreign portfolio investors on registration processes and compliance with the regulatory framework applicable to them. The team has earlier undertaken fraud and compliance audits for multinational funds. The team has been involved in getting the licenses and registration for various funds, investment advisors, and research analysts.
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Yash Legal is a multi-specialty law firm with a registered office in Mumbai with 5 Partners and approximately 50 attorneys who cater to the needs of clients across various segments and practice areas.
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3, Kamal Niwas CHSL., Chhatrapati Shivaji Maharaj Marg, Near Tendulkar Hall, off Sitala Devi Temple Road, Mahim ( W), Mumbai-400016.
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